| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2026-02-02 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2026-02-02 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2022-04-11 | 2025-12-16 |
| Rep | 證券交易 | 2022-04-11 | 2025-12-16 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2022-04-11 | 2025-12-16 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-10-25 | 2022-03-18 |
| Rep | 證券交易 | 2021-10-25 | 2022-03-18 | |
| BOB International Asset Management Company Limited | Rep | 提供資產管理 | 2018-04-17 | 2021-09-24 |
| Rep | 就證券提供意見 | 2018-03-08 | 2021-09-24 | |
| Rep | 證券交易 | 2018-03-08 | 2021-09-24 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2013-07-04 | 2017-08-01 |
| Rep | 證券交易 | 2013-07-04 | 2017-08-01 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2012-12-10 | 2018-02-14 |
| Rep | 就證券提供意見 | 2012-12-10 | 2018-02-14 | |
| Rep | 期貨合約交易 | 2012-12-10 | 2018-02-14 | |
| Rep | 證券交易 | 2012-12-10 | 2018-02-14 |
已採集記錄中暫無金管局登記。