| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-07-25 | 2015-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-07-25 | 2015-04-01 |
| Lion Global Financial Limited | Rep | 證券交易 | 2013-08-13 | 2014-07-10 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2012-12-14 | 2013-06-25 |