| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YUE XIU ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-09-03 | - |
| RO | 提供資產管理 | 2026-09-03 | - | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | 證券交易 | 2024-10-28 | 2025-06-26 |
| RO | 就證券提供意見 | 2024-06-03 | 2025-06-26 | |
| RO | 提供資產管理 | 2024-06-03 | 2025-06-26 | |
| Rep | 就證券提供意見 | 2024-04-16 | 2024-06-03 | |
| Rep | 提供資產管理 | 2024-04-16 | 2024-06-03 | |
| Rep | 證券交易 | 2024-04-16 | 2024-10-28 | |
| China Securities (International) Asset Management Company Limited | RO | 就證券提供意見 | 2021-03-05 | 2024-02-09 |
| RO | 提供資產管理 | 2021-03-05 | 2024-02-09 | |
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2020-09-29 | 2024-02-09 |
| China Securities (International) Asset Management Company Limited | Rep | 就證券提供意見 | 2020-09-04 | 2021-03-05 |
| Rep | 提供資產管理 | 2020-09-04 | 2021-03-05 | |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | 就證券提供意見 | 2019-11-04 | 2020-07-10 |
| RO | 提供資產管理 | 2019-11-04 | 2020-07-10 | |
| Rep | 就證券提供意見 | 2017-10-23 | 2019-11-04 | |
| Rep | 提供資產管理 | 2017-10-23 | 2019-11-04 | |
| ICBC UBS Asset Management (International) Company Limited | Rep | 就證券提供意見 | 2015-03-04 | 2017-04-22 |
| Rep | 提供資產管理 | 2015-03-04 | 2017-04-22 | |
| Anbang Asset Management (Hong Kong) Co. Limited | RO | 就證券提供意見 | 2014-08-05 | 2014-12-04 |
| RO | 提供資產管理 | 2014-08-05 | 2014-12-04 | |
| RO | 證券交易 | 2014-08-05 | 2014-12-04 | |
| Rep | 就證券提供意見 | 2014-04-23 | 2014-08-05 | |
| Rep | 證券交易 | 2014-04-23 | 2014-08-05 | |
| Rep | 提供資產管理 | 2013-10-15 | 2014-08-05 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-01-08 | 2013-09-30 |
| Rep | 證券交易 | 2013-01-08 | 2013-09-30 |
已採集記錄中暫無金管局登記。