| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 證券交易 | 2020-11-20 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-09 | 2020-12-28 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2018-06-01 | - |
| LY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-02-06 | 2018-05-20 |
| GMO-Z.com Forex HK Limited | Rep | 槓桿式外匯交易 | 2013-09-12 | 2013-11-27 |
| Rep | 槓桿式外匯交易 | 2013-01-09 | 2013-08-20 |