| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2019-08-05 | 2019-08-09 |
| Rep | 就證券提供意見 | 2019-01-25 | 2019-02-01 | |
| Rep | 就證券提供意見 | 2018-04-24 | 2018-04-30 | |
| Rep | 證券交易 | 2018-04-24 | 2018-04-30 | |
| Rep | 就證券提供意見 | 2017-08-25 | 2017-09-01 | |
| Rep | 證券交易 | 2017-08-25 | 2017-09-01 | |
| Rep | 就證券提供意見 | 2017-02-10 | 2017-02-15 | |
| Rep | 證券交易 | 2017-02-10 | 2017-02-15 | |
| Rep | 就證券提供意見 | 2016-06-27 | 2016-06-29 | |
| Rep | 證券交易 | 2016-06-27 | 2016-06-29 | |
| Rep | 就證券提供意見 | 2014-04-23 | 2014-04-24 | |
| Rep | 證券交易 | 2014-04-23 | 2014-04-24 | |
| Rep | 就證券提供意見 | 2013-01-23 | 2013-01-25 | |
| Rep | 證券交易 | 2013-01-23 | 2013-01-25 |