| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2021-04-01 | - |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2021-04-01 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-12-12 | 2021-01-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-12-12 | 2021-01-15 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-12-15 | 2019-07-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-12-15 | 2019-07-19 |
| Annum Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2013-08-09 | 2014-11-14 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2013-01-31 | 2014-11-14 |
| Rep | 證券交易 | 2013-01-31 | 2014-11-14 |
已採集記錄中暫無金管局登記。