| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-03-02 | 2022-02-16 |
| Rep | 證券交易 | 2021-02-05 | 2022-11-15 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-10-09 | 2020-12-09 |
| Rep | 證券交易 | 2019-09-20 | 2020-12-09 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2019-06-06 | 2019-07-08 |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 證券交易 | 2018-07-18 | 2019-05-10 |