| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2020-09-25 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2020-09-25 | - |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2019-02-12 | 2020-09-03 |
| Rep | 證券交易 | 2019-02-12 | 2020-09-03 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 證券交易 | 2017-08-22 | 2017-09-15 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-01-15 | 2017-07-05 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2014-04-17 | 2015-01-02 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2013-02-01 | 2014-04-15 |
已採集記錄中暫無金管局登記。