| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-08-15 | 2019-09-11 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-07-31 | 2019-09-11 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期貨合約提供意見 | 2015-10-20 | 2018-06-15 |
| Rep | 期貨合約交易 | 2015-10-20 | 2018-06-15 | |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期貨合約交易 | 2015-02-24 | 2015-10-16 |
| Rep | 期貨合約交易 | 2013-02-01 | 2014-05-30 |