| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2013-09-11 | 2015-06-30 |
| Rep | 就證券提供意見 | 2013-09-11 | 2015-06-30 | |
| Rep | 期貨合約交易 | 2013-09-11 | 2015-06-30 | |
| Rep | 證券交易 | 2013-09-11 | 2015-06-30 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2013-02-01 | 2013-04-20 |
| Rep | 期貨合約交易 | 2013-02-01 | 2013-04-20 |