| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2018-10-18 | 2019-03-01 |
| Rep | 證券交易 | 2018-10-18 | 2019-03-01 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-04-13 | 2015-05-26 |
| Rep | 證券交易 | 2015-04-13 | 2015-05-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2013-02-05 | 2014-06-25 |
| Rep | 就證券提供意見 | 2013-02-05 | 2014-06-25 | |
| Rep | 證券交易 | 2013-02-05 | 2014-06-25 |