| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2022-10-17 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2022-10-17 | - |
| Rep | 證券交易 | 2022-10-17 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2021-12-14 | 2022-03-15 |
| Rep | 就證券提供意見 | 2018-08-23 | 2022-07-22 | |
| Rep | 期貨合約交易 | 2018-08-23 | 2022-07-22 | |
| Rep | 證券交易 | 2018-08-23 | 2022-07-22 | |
| Fosun International Securities Limited | Rep | 證券交易 | 2016-04-21 | 2018-08-04 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2013-02-05 | 2016-03-18 |
已採集記錄中暫無金管局登記。