| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited | RO | 就證券提供意見 | 2023-09-28 | - |
| RO | 提供資產管理 | 2023-09-28 | - | |
| Soochow Securities International Brokerage Limited | RO | 就證券提供意見 | 2019-11-13 | - |
| RO | 證券交易 | 2019-11-13 | - | |
| Soochow Securities International Futures Limited | RO | 就期貨合約提供意見 | 2019-11-13 | - |
| RO | 期貨合約交易 | 2019-11-13 | - | |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2019-07-30 | 2019-11-13 |
| Rep | 證券交易 | 2019-07-30 | 2019-11-13 | |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2019-07-30 | 2019-11-13 |
| BOCOM International Securities Limited | RO | 證券交易 | 2016-07-15 | 2019-05-30 |
| Rep | 就證券提供意見 | 2014-12-22 | 2019-05-30 | |
| Rep | 期貨合約交易 | 2014-12-22 | 2019-05-30 | |
| BOCOM International Asset Management Limited | Rep | 提供資產管理 | 2014-09-26 | 2014-12-04 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2013-09-09 | 2016-07-15 |
已採集記錄中暫無金管局登記。