| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED | RO | 期貨合約交易 | 2024-01-02 | - |
| Rep | 就證券提供意見 | 2023-07-31 | - | |
| RO | 證券交易 | 2023-05-15 | - | |
| Rep | 證券交易 | 2022-06-22 | 2023-05-15 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2017-03-23 | 2020-10-14 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2017-03-23 | 2020-10-14 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2014-05-29 | 2015-10-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-04-08 | 2015-10-03 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2013-02-15 | 2014-02-28 |