| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-08-20 | - |
| Rep | 證券交易 | 2025-08-20 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-08-20 | - |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2013-09-25 | 2025-07-18 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2013-02-20 | 2025-07-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2013-02-20 | 2025-07-18 |
已採集記錄中暫無金管局登記。