| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2017-03-06 | 2017-11-22 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 提供資產管理 | 2017-03-06 | 2017-11-22 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-06-06 | 2017-11-22 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2014-06-06 | 2017-11-22 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2013-02-22 | 2014-05-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2013-02-22 | 2014-05-23 |