| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TAI FUNG KUENTAI SECURITIES COMPANY LIMITED | RO | 證券交易 | 2023-10-13 | - |
| Rep | 證券交易 | 2023-08-25 | 2023-10-13 | |
| Wanhai Securities (HK) Limited | RO | 就證券提供意見 | 2021-12-07 | 2023-01-31 |
| RO | 證券交易 | 2021-12-07 | 2023-01-31 | |
| ASIA WEALTH SECURITIES LIMITED | RO | 證券交易 | 2019-03-05 | 2019-10-12 |
| VAST HARBOUR SECURITIES LIMITED | RO | 證券交易 | 2017-10-12 | 2019-02-28 |
| Rep | 證券交易 | 2013-02-22 | 2017-10-12 |