| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2016-11-01 | 2017-07-17 |
| GEO Securities Limited | Rep | 證券交易 | 2013-07-25 | 2016-05-20 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-02-27 | 2013-07-10 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2013-02-27 | 2013-07-10 |