Wu, Di (SFC:BAY072) 吴荻
證監會中央編號:BAY072
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Goldstream Capital Management Limited | RO | 就證券提供意見 | 2023-05-11 | - |
| RO | 提供資產管理 | 2023-05-11 | - | |
| Goldstream Securities Limited | RO | 證券交易 | 2023-05-11 | - |
| Goldstream Capital Management Limited | Rep | 就證券提供意見 | 2017-04-19 | 2023-05-11 |
| Rep | 提供資產管理 | 2017-04-19 | 2023-05-11 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2013-03-07 | 2016-10-06 |
| Rep | 證券交易 | 2013-03-07 | 2016-10-06 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-03-07 | 2016-10-06 |