| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GET NICE SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-17 | - |
| Rep | 證券交易 | 2020-12-17 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2015-05-11 | 2020-11-30 |
| Rep | 證券交易 | 2015-01-15 | 2020-11-30 | |
| Quam Securities Limited | Rep | 提供資產管理 | 2013-12-09 | 2015-01-01 |
| Rep | 證券交易 | 2013-12-09 | 2015-01-01 | |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2013-03-07 | 2013-09-02 |