| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BlackWing Asset Management Co., Limited | RO | 提供資產管理 | 2026-08-18 | - |
| RO | 證券交易 | 2026-08-18 | - | |
| Rep | 提供資產管理 | 2026-07-31 | 2026-08-18 | |
| Rep | 證券交易 | 2026-07-31 | 2026-08-18 | |
| Tenbase Securities Limited | Rep | 證券交易 | 2025-10-30 | 2026-06-26 |
| TEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2021-04-15 | 2026-06-26 |
| RO | 提供資產管理 | 2020-10-14 | 2026-06-26 | |
| Rep | 提供資產管理 | 2020-08-05 | 2020-10-14 | |
| Crescendo Greater China Limited | RO | 提供資產管理 | 2019-02-15 | 2020-06-16 |
| SBI China Capital Asset Management Limited | Rep | 提供資產管理 | 2018-07-09 | 2019-01-31 |
| SBI China Capital Financial Services Limited | Rep | 就證券提供意見 | 2018-07-09 | 2019-01-31 |
| Rep | 證券交易 | 2018-07-09 | 2019-01-31 | |
| China Enterprise Securities Company Limited | RO | 提供資產管理 | 2017-09-07 | 2017-10-31 |
| Rep | 提供資產管理 | 2017-06-30 | 2017-09-07 | |
| Rep | 就證券提供意見 | 2017-06-30 | 2017-10-31 | |
| Rep | 證券交易 | 2017-06-30 | 2017-10-31 | |
| Axis Capital Management Limited | Rep | 就證券提供意見 | 2015-08-03 | 2017-04-17 |
| Rep | 提供資產管理 | 2015-08-03 | 2017-04-17 | |
| CHINA SYSTEM SECURITIES LIMITED | Rep | 證券交易 | 2015-01-02 | 2015-04-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2013-03-18 | 2013-06-01 |
已採集記錄中暫無金管局登記。