| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huayu Securities Limited | Rep | 證券交易 | 2018-08-15 | 2023-05-11 |
| KCG SECURITIES ASIA LIMITED | Rep | 證券交易 | 2017-09-20 | 2018-08-07 |
| Gong Ping Futures Limited | Rep | 期貨合約交易 | 2017-06-26 | 2017-08-25 |
| Gong Ping Securities Limited | Rep | 證券交易 | 2017-05-17 | 2017-08-25 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2016-12-02 | 2016-12-28 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2013-03-21 | 2013-05-07 |