| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-03-10 | 2019-10-07 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2014-03-10 | 2019-10-07 |
| Oppenheimer Investments Asia Limited | Rep | 就證券提供意見 | 2013-03-25 | 2014-03-07 |
| Rep | 證券交易 | 2013-03-25 | 2014-03-07 |