| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPBEST ASSETS MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-07-30 | - |
| RO | 提供資產管理 | 2026-07-30 | - | |
| GRAND FIRE SECURITIES LIMITED | RO | 就證券提供意見 | 2025-04-16 | 2026-04-01 |
| RO | 提供資產管理 | 2025-04-16 | 2026-04-01 | |
| RO | 證券交易 | 2025-04-16 | 2026-04-01 | |
| Rep | 就證券提供意見 | 2025-01-17 | 2025-04-16 | |
| Rep | 提供資產管理 | 2025-01-17 | 2025-04-16 | |
| Rep | 證券交易 | 2025-01-17 | 2025-04-16 | |
| DaoKou Asset Management Limited | RO | 就證券提供意見 | 2023-12-01 | 2024-12-15 |
| RO | 提供資產管理 | 2023-12-01 | 2024-12-15 | |
| DaoKou Securities Limited | RO | 證券交易 | 2023-12-01 | 2024-12-15 |
| DaoKou Asset Management Limited | Rep | 就證券提供意見 | 2023-11-15 | 2023-12-01 |
| Rep | 提供資產管理 | 2023-11-15 | 2023-12-01 | |
| DaoKou Securities Limited | Rep | 證券交易 | 2023-11-15 | 2023-12-01 |
| CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 證券交易 | 2022-08-01 | 2023-11-08 |
| RO | 就證券提供意見 | 2022-03-23 | 2023-11-08 | |
| RO | 提供資產管理 | 2022-03-23 | 2023-11-08 | |
| Target Securities International Limited | RO | 就證券提供意見 | 2021-03-01 | 2022-01-31 |
| RO | 提供資產管理 | 2021-03-01 | 2022-01-31 | |
| RO | 證券交易 | 2021-03-01 | 2022-01-31 | |
| RO | 證券交易 | 2019-09-20 | 2020-12-18 | |
| RO | 就證券提供意見 | 2018-11-12 | 2020-12-18 | |
| RO | 提供資產管理 | 2018-11-12 | 2020-12-18 | |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2017-11-10 | 2018-01-12 |
| RO | 證券交易 | 2017-11-10 | 2018-01-12 | |
| Rep | 就證券提供意見 | 2017-09-13 | 2017-11-10 | |
| Rep | 證券交易 | 2017-09-13 | 2017-11-10 | |
| Rep | 提供資產管理 | 2017-09-13 | 2018-01-12 | |
| Waton Securities International Limited | RO | 證券交易 | 2016-04-11 | 2017-08-31 |
| Rep | 證券交易 | 2015-10-06 | 2016-04-11 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2013-04-05 | 2015-09-30 |
已採集記錄中暫無金管局登記。