| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Darkhorse Wealth Management Limited | RO | 就證券提供意見 | 2024-01-23 | - |
| RO | 提供資產管理 | 2024-01-23 | - | |
| RO | 證券交易 | 2024-01-23 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-08-01 | 2018-08-29 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-08-01 | 2018-08-29 |
| Rep | 證券交易 | 2016-08-01 | 2018-08-29 | |
| Rep | 期貨合約交易 | 2013-12-30 | 2015-12-04 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-04-09 | 2015-12-04 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-04-09 | 2015-12-04 |