| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2026-08-04 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2026-08-04 | - |
| RO | 證券交易 | 2026-08-04 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2017-10-30 | - |
| Rep | 證券交易 | 2017-10-30 | 2026-08-04 | |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2015-05-04 | 2017-06-15 |
| Athos Capital Limited | Rep | 提供資產管理 | 2013-04-10 | 2015-03-27 |