| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Futures Limited | Rep | 就期貨合約提供意見 | 2019-09-17 | 2024-06-09 |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2019-09-03 | 2024-06-09 |
| Rep | 證券交易 | 2019-09-03 | 2024-06-09 | |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2019-09-03 | 2024-06-09 |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2017-10-13 | 2019-08-16 |
| Rep | 期貨合約交易 | 2017-10-13 | 2019-08-16 | |
| Rep | 證券交易 | 2017-10-13 | 2019-08-16 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-04-10 | 2017-09-22 |
| Rep | 證券交易 | 2013-04-10 | 2017-09-22 |