| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Allard Partners Limited | RO | 提供資產管理 | 2023-06-13 | - |
| Rep | 就證券提供意見 | 2019-08-29 | - | |
| Rep | 提供資產管理 | 2019-07-11 | 2023-06-13 | |
| Pinpoint Asset Management Limited | Rep | 提供資產管理 | 2017-07-10 | 2019-06-28 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-06-11 | 2017-06-07 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2015-06-11 | 2017-06-07 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2013-04-16 | 2015-05-21 |
| Rifa Securities Limited | Rep | 證券交易 | 2013-04-16 | 2015-05-21 |