| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-10-05 | - |
| Rep | 證券交易 | 2018-10-05 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2017-03-09 | 2018-09-13 |
| Rep | 證券交易 | 2017-03-09 | 2018-09-13 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-02-25 | 2017-02-28 |
| Rep | 證券交易 | 2014-02-25 | 2017-02-28 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自動化交易服務 | 2013-04-18 | 2013-10-09 |
| Rep | 證券交易 | 2013-04-18 | 2013-10-09 |