| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2019-07-16 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2019-07-16 | - |
| Rep | 證券交易 | 2019-06-19 | - | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-08-28 | 2019-05-22 |
| Gong Ping Futures Limited | Rep | 期貨合約交易 | 2013-04-23 | 2016-04-18 |
| Gong Ping Securities Limited | Rep | 證券交易 | 2013-04-23 | 2016-04-18 |