| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Horun Capital Management Limited | RO | 就證券提供意見 | 2025-09-30 | - |
| RO | 提供資產管理 | 2025-09-30 | - | |
| China Venture Fortune Securities Limited | RO | 就證券提供意見 | 2025-04-16 | 2025-08-23 |
| RO | 提供資產管理 | 2025-04-16 | 2025-08-23 | |
| RO | 證券交易 | 2025-04-16 | 2025-08-23 | |
| MOUETTE SECURITIES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2024-06-14 | 2024-11-15 |
| RO | 期貨合約交易 | 2024-06-14 | 2024-11-15 | |
| RO | 就證券提供意見 | 2024-03-18 | 2024-11-15 | |
| RO | 提供資產管理 | 2024-03-18 | 2024-11-15 | |
| RO | 證券交易 | 2024-03-18 | 2024-11-15 | |
| Rep | 就證券提供意見 | 2023-12-01 | 2024-03-18 | |
| Rep | 提供資產管理 | 2023-12-01 | 2024-03-18 | |
| Rep | 證券交易 | 2023-12-01 | 2024-03-18 | |
| KuCoin Commodity Futures Limited | RO | 就期貨合約提供意見 | 2022-04-27 | 2023-11-27 |
| KuCoin HK Limited | RO | 就證券提供意見 | 2022-04-27 | 2023-11-27 |
| KuCoin Asset Management Limited | Rep | 提供資產管理 | 2022-04-06 | 2023-11-27 |
| KuCoin Commodity Futures Limited | Rep | 就期貨合約提供意見 | 2021-12-17 | 2022-04-27 |
| RO | 期貨合約交易 | 2021-12-17 | 2023-11-27 | |
| KuCoin HK Limited | Rep | 就證券提供意見 | 2021-12-17 | 2022-04-27 |
| RO | 證券交易 | 2021-12-17 | 2023-11-27 | |
| Rep | 證券交易 | 2021-10-25 | 2021-12-17 | |
| Up Up Securities Limited | RO | 證券交易 | 2020-03-05 | 2021-08-06 |
| Gong Ping Securities Limited | RO | 證券交易 | 2017-07-18 | 2019-06-20 |
| Gong Ping Futures Limited | RO | 期貨合約交易 | 2017-05-05 | 2019-06-20 |
| Rep | 期貨合約交易 | 2013-04-22 | 2017-05-05 | |
| Gong Ping Securities Limited | Rep | 證券交易 | 2013-04-22 | 2017-07-18 |
金管局記錄暫時無法載入，請稍後重試。