| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-10-30 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-10-30 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2013-09-05 | 2015-10-21 |
| Rep | 期貨合約交易 | 2013-04-25 | 2015-10-21 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-04-25 | 2015-10-21 |