| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2018-04-04 | 2023-03-29 |
| Rep | 期貨合約交易 | 2018-03-27 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-05-02 | 2015-11-23 |
| Rep | 證券交易 | 2013-05-02 | 2015-11-23 | |
| Rep | 就期貨合約提供意見 | 2013-05-02 | 2018-02-21 | |
| Rep | 期貨合約交易 | 2013-05-02 | 2018-02-21 |