| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Heavenly Wealth Management Limited | Rep | 就證券提供意見 | 2017-08-01 | 2021-06-30 |
| Rep | 提供資產管理 | 2017-08-01 | 2021-06-30 | |
| Rep | 證券交易 | 2017-08-01 | 2021-06-30 | |
| SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2014-09-08 | 2017-06-30 |
| Rep | 提供資產管理 | 2014-09-08 | 2017-06-30 | |
| Rep | 證券交易 | 2014-09-08 | 2017-06-30 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2013-05-08 | 2014-08-22 |
| Rep | 證券交易 | 2013-05-08 | 2014-08-22 |