| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | 就期貨合約提供意見 | 2024-09-20 | - |
| RO | 就證券提供意見 | 2024-09-20 | - | |
| RO | 提供資產管理 | 2024-09-20 | - | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | 就證券提供意見 | 2024-09-20 | - |
| RO | 提供資產管理 | 2024-09-20 | - | |
| RO | 證券交易 | 2024-09-20 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2022-04-20 | 2024-09-20 |
| Rep | 就證券提供意見 | 2022-04-20 | 2024-09-20 | |
| Rep | 提供資產管理 | 2022-04-20 | 2024-09-20 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2022-04-20 | 2024-09-20 |
| Rep | 提供資產管理 | 2022-04-20 | 2024-09-20 | |
| Rep | 證券交易 | 2022-04-20 | 2024-09-20 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2021-10-11 | 2022-02-21 |
| Rep | 提供資產管理 | 2021-10-11 | 2022-02-21 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-10-11 | 2022-02-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2016-06-07 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2016-06-07 | 2020-12-09 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2015-06-05 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2015-06-05 | 2020-12-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供資產管理 | 2015-06-05 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2013-05-13 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-05-13 | 2020-12-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2013-05-13 | 2021-09-21 |
| Rep | 證券交易 | 2013-05-13 | 2021-09-21 |
已採集記錄中暫無金管局登記。