| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-05-14 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2025-03-07 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 就證券提供意見 | 2022-11-16 | 2023-05-17 |
| Rep | 證券交易 | 2022-11-16 | 2023-05-17 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-08-18 | 2020-09-30 |
| Rep | 期貨合約交易 | 2016-08-18 | 2020-09-30 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2013-05-10 | 2014-10-15 |
| Rep | 證券交易 | 2013-05-10 | 2014-10-15 |