| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | Rep | 提供資產管理 | 2026-09-08 | - |
| Rep | 期貨合約交易 | 2026-09-08 | - | |
| Rep | 證券交易 | 2026-09-08 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2017-07-18 | 2024-01-31 |
| Rep | 期貨合約交易 | 2017-07-18 | 2024-01-31 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2016-05-03 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2013-05-16 | 2013-07-24 |
| Rep | 證券交易 | 2013-05-16 | 2016-05-03 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-05-16 | 2016-05-03 |
| Rep | 證券交易 | 2013-05-16 | 2016-05-03 |