| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期貨合約交易 | 2021-09-30 | 2023-06-30 |
| RO | 證券交易 | 2021-09-30 | 2023-06-30 | |
| Rep | 期貨合約交易 | 2021-01-07 | 2021-09-30 | |
| Rep | 證券交易 | 2021-01-07 | 2021-09-30 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2013-05-20 | 2020-11-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-05-20 | 2020-11-03 |