| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2026-11-09 | - |
| BOCOM International (Asia) Limited | RO | 就機構融資提供意見 | 2026-08-07 | - |
| RO | 證券交易 | 2026-08-07 | - | |
| Rep | 就機構融資提供意見 | 2026-05-27 | 2026-08-07 | |
| Rep | 證券交易 | 2026-05-27 | 2026-08-07 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2021-12-16 | 2026-02-09 |
| Rep | 就機構融資提供意見 | 2019-02-12 | 2021-12-16 | |
| Rep | 就證券提供意見 | 2019-02-12 | 2026-02-09 | |
| Rep | 證券交易 | 2019-02-12 | 2026-02-09 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-07-06 | 2018-06-29 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2014-10-09 | 2015-06-06 |
| CELESTIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-05-23 | 2013-08-29 |
| Rep | 證券交易 | 2013-05-23 | 2013-08-29 |
已採集記錄中暫無金管局登記。