| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-01-13 | 2017-06-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-01-13 | 2017-06-19 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2016-06-27 | 2016-09-09 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2016-06-27 | 2016-09-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-07-29 | 2016-01-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-07-29 | 2016-01-29 |
| CNI Securities Group Limited | Rep | 期貨合約交易 | 2013-05-27 | 2013-07-02 |
| Rep | 證券交易 | 2013-05-27 | 2013-07-02 |