| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI SECURITIES LIMITED | RO | 就機構融資提供意見 | 2026-03-12 | - |
| Rep | 就機構融資提供意見 | 2022-05-20 | 2026-03-12 | |
| RO | 證券交易 | 2021-08-19 | - | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2017-01-11 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2017-01-11 | 2021-08-19 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2015-06-16 | 2016-12-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2015-06-16 | 2016-12-31 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2013-07-05 | 2015-05-19 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2013-05-29 | 2015-05-19 |
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