| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-09-29 | - |
| Rep | 期貨合約交易 | 2025-09-29 | - | |
| Rep | 證券交易 | 2025-09-29 | - | |
| Rep | 槓桿式外匯交易 | 2025-09-29 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2022-06-24 | 2025-08-18 |
| RO | 證券交易 | 2022-06-24 | 2025-08-18 | |
| Rep | 就證券提供意見 | 2021-08-06 | 2022-06-24 | |
| Rep | 證券交易 | 2021-08-06 | 2022-06-24 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2013-06-03 | 2015-09-07 |
已採集記錄中暫無金管局登記。