| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-01-02 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-01-02 | - |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2015-12-28 | 2017-10-10 |
| Rep | 證券交易 | 2015-12-28 | 2017-10-10 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2014-08-15 | 2015-08-31 |
| Rep | 就證券提供意見 | 2014-08-15 | 2015-08-31 | |
| Rep | 證券交易 | 2014-03-18 | 2015-08-31 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2013-06-07 | 2014-01-27 |
金管局記錄暫時無法載入，請稍後重試。