| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2026-06-17 | - |
| Huaan Securities (Hong Kong) Corporate Finance Limited | RO | 就機構融資提供意見 | 2026-06-17 | - |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就機構融資提供意見 | 2023-05-18 | 2026-05-26 |
| Rep | 就機構融資提供意見 | 2023-05-11 | 2023-05-18 | |
| Rep | 證券交易 | 2023-05-11 | 2026-05-26 | |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-01-14 | 2023-01-19 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2016-04-22 | 2023-01-19 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-04-22 | 2019-01-14 |
| Yi Shun Da Capital Limited | Rep | 就機構融資提供意見 | 2015-11-11 | 2016-04-08 |
| Rep | 證券交易 | 2015-11-11 | 2016-04-08 | |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2013-06-07 | 2015-06-14 |
| Rep | 證券交易 | 2013-06-07 | 2015-06-14 |
已採集記錄中暫無金管局登記。