| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-10-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-10-27 | - |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2019-11-18 | 2019-12-12 |
| Rep | 就證券提供意見 | 2019-11-18 | 2019-12-12 | |
| Rep | 期貨合約交易 | 2019-11-18 | 2019-12-12 | |
| Rep | 證券交易 | 2019-10-17 | 2019-12-12 | |
| SPDB International Capital Limited | Rep | 證券交易 | 2017-10-23 | 2019-07-28 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-06-07 | 2017-06-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-06-07 | 2017-06-12 |
金管局記錄暫時無法載入，請稍後重試。