| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-03-11 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-03-11 | - |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2014-01-17 | 2014-02-10 |
| Rep | 證券交易 | 2014-01-17 | 2014-02-10 | |
| Open Securities Limited | Rep | 期貨合約交易 | 2013-08-01 | 2014-01-03 |
| OPEN ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-06-11 | 2014-01-03 |
| Open Securities Limited | Rep | 證券交易 | 2013-06-11 | 2014-01-03 |