| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited | RO | 就機構融資提供意見 | 2026-04-13 | - |
| Rep | 證券交易 | 2025-12-19 | - | |
| Rep | 就機構融資提供意見 | 2025-12-19 | 2026-04-13 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2024-08-28 | 2025-11-20 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就機構融資提供意見 | 2021-06-15 | 2024-04-29 |
| RO | 就證券提供意見 | 2021-06-15 | 2024-04-29 | |
| RO | 證券交易 | 2021-06-15 | 2024-04-29 | |
| Rep | 就機構融資提供意見 | 2021-04-30 | 2021-06-15 | |
| Rep | 就證券提供意見 | 2021-04-30 | 2021-06-15 | |
| Rep | 證券交易 | 2021-04-30 | 2021-06-15 | |
| Silk Road International Capital Limited | RO | 就機構融資提供意見 | 2020-05-18 | 2021-04-25 |
| RO | 就證券提供意見 | 2020-05-18 | 2021-04-25 | |
| RO | 證券交易 | 2020-05-18 | 2021-04-25 | |
| Rep | 就機構融資提供意見 | 2020-02-13 | 2020-05-18 | |
| Rep | 就證券提供意見 | 2020-02-13 | 2020-05-18 | |
| Rep | 證券交易 | 2020-02-13 | 2020-05-18 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 證券交易 | 2016-07-13 | 2020-01-12 |
| Rep | 就機構融資提供意見 | 2016-06-20 | 2020-01-12 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-09-03 | 2016-05-28 |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-07-26 | 2014-07-23 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2013-06-11 | 2013-07-18 |
| Rep | 證券交易 | 2013-06-11 | 2013-07-18 |
金管局記錄暫時無法載入，請稍後重試。