| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 期貨合約交易 | 2026-04-16 | - |
| Rep | 證券交易 | 2024-10-23 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2024-06-06 | 2024-08-26 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-06-06 | 2024-08-26 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-09-20 | 2024-05-25 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-09-20 | 2024-05-25 |
| Rep | 證券交易 | 2021-09-20 | 2024-05-25 | |
| Zinvest Global Limited | Rep | 就證券提供意見 | 2020-07-20 | 2021-07-31 |
| Rep | 期貨合約交易 | 2020-07-20 | 2021-07-31 | |
| Rep | 證券交易 | 2020-07-20 | 2021-07-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2019-09-02 | 2020-06-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-09-02 | 2020-06-10 |
| Rep | 就證券提供意見 | 2019-08-07 | 2020-06-10 | |
| Gold Mountains Asset Management Limited | Rep | 就證券提供意見 | 2018-07-25 | 2019-07-22 |
| Rep | 提供資產管理 | 2018-07-25 | 2019-07-22 |
已採集記錄中暫無金管局登記。