| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2026-01-21 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2026-01-21 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2025-03-31 | 2026-01-21 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2022-07-26 | 2025-01-31 |
| RO | 證券交易 | 2022-02-04 | 2022-07-26 | |
| Rep | 證券交易 | 2020-03-04 | 2022-02-04 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2017-08-28 | 2019-11-19 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2013-06-14 | 2013-08-09 |
已採集記錄中暫無金管局登記。