| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2026-04-30 | - |
| Rep | 證券交易 | 2026-04-30 | - | |
| Robeco Hong Kong Limited | Rep | 就證券提供意見 | 2022-05-12 | 2026-04-01 |
| Rep | 證券交易 | 2022-05-12 | 2026-04-01 | |
| China Universal Asset Management (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2021-05-25 | 2022-04-29 |
| Rep | 提供資產管理 | 2021-05-25 | 2022-04-29 | |
| Rep | 證券交易 | 2021-05-25 | 2022-04-29 | |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-12-12 | 2020-08-28 |
| Rep | 提供資產管理 | 2017-12-12 | 2020-08-28 | |
| Rep | 證券交易 | 2017-12-12 | 2020-08-28 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-06-17 | 2013-09-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-06-17 | 2013-09-03 |
已採集記錄中暫無金管局登記。